North American Product Classification System (NAPCS) Canada [Provisional Version 0.1]

523001.2 - Brokering and dealing products

Services related to conducting trades in securities and commodity contracts, by brokering or dealing, on behalf of others. Includes both brokerage services (receiving a commission or fee) and dealing or market making services (earning a spread). Includes trading on exchanges and over-the-counter, and correspondent services rendered between brokers. Excludes services of exchanges (e.g., provision of facilities, trade execution services provided by exchanges to brokers and dealers), trading securities and commodity contracts on own account, and origination or secondary distribution of securities.

North American Product Classification System (NAPCS) Canada [Provisional Version 0.1] - Classification structure
Code Title
523001.2.1Brokering and dealing products, debt instruments Brokering and dealing products, debt instruments
523001.2.2Brokering and dealing products, equities Brokering and dealing products, equities
523001.2.3Brokering and dealing products, derivatives contracts Brokering and dealing products, derivatives contracts
523001.2.4Foreign currency, wholesale Foreign currency, wholesale
523001.2.5Brokering and dealing products, investment company securities Brokering and dealing products, investment company securities
523001.2.6Brokering and dealing products, other financial instruments Brokering and dealing products, other financial instruments
523001.2.7Brokerage correspondent products Brokerage correspondent products
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