North American Product Classification System (NAPCS) Canada [Provisional Version 0.1]

52 - Financial and insurance services

523001 - Investment products

523001.2 - Brokering and dealing products

Services related to conducting trades in securities and commodity contracts, by brokering or dealing, on behalf of others. Includes both brokerage services (receiving a commission or fee) and dealing or market making services (earning a spread). Includes trading on exchanges and over-the-counter, and correspondent services rendered between brokers. Excludes services of exchanges (e.g., provision of facilities, trade execution services provided by exchanges to brokers and dealers), trading securities and commodity contracts on own account, and origination or secondary distribution of securities.

523001.2.5 - Brokering and dealing products, investment company securities

Brokering and dealing investment company securities (mutual funds, closed-end funds, unit investment trusts).

523001.2.5.1 - Brokering and dealing products, open-end (mutual) funds

Brokering and dealing open-end funds, also known as mutual funds.

523001.2.5.2 - Brokering and dealing products, closed-end funds

Brokering and dealing closed-end funds.

523001.2.5.3 - Brokering and dealing products, unit investment trusts

Brokering and dealing unit investment trusts.

523001.2.5.4 - Brokering and dealing products, other investment company securities

Brokering and dealing other investment company funds.